Back to Case StudiesFinancial Services

Reducing Compliance Review Time by 50% with an AI Policy Copilot

Empowering financial organizations with instant answers to complex policy and regulatory questions.

Financial compliance team reviewing documents

1The Challenge

  • Financial institutions often deal with complex internal policies, evolving regulations, and frequent inquiries from staff across departments.
  • Teams lose hours weekly searching for answers, interpreting documents, or escalating questions—slowing down decision-making and increasing risk of error.

2The Solution

Alppoint.ai developed an AI Compliance Assistant that allows staff to ask natural questions like: "What's the threshold for transaction monitoring in Alberta?" or "Who approves exceptions to onboarding limits?"

The assistant responds in real time, referencing internal documentation, policies, and regulatory guidelines—delivering accurate, consistent, and traceable responses.

3Key Features

  • Real-time Q&A with citations from internal docs
  • Accessible via Slack, MS Teams, or browser
  • Built using secure Retrieval-Augmented Generation (RAG)
  • Designed to scale across departments (Ops, Risk, Legal, Customer Support)
  • Audit-friendly with response history tracking

4Results (Early impact, even with demo data)

  • 50–70% reduction in time spent answering policy-related questions
  • 3x faster internal response time to inquiries
  • Reduced dependency on senior staff for routine clarifications
  • Better consistency and traceability of answers across teams

Download Case Study

Use Case Snapshot

Industry

Financial Services

Focus

Internal Policy & Regulation Access

Organization Size

100–500 employees

Deployment Style

Cloud-based, secure access

Time to Deploy

2–3 weeks (pilot)

Ready to learn more?